Ascent RegTech

Ascent RegTech provides dynamic regulatory compliance software designed to help firms track and manage their changing obligations with ease and accuracy. The software simplifies compliance processes, especially in complex multi-jurisdictional operating environments.

Features:

1. Obligations Inventory: Automatically generates an up-to-date digital register of your firm’s regulatory obligations.
2. Rule Compare: Allows side-by-side comparison of the new and former versions of a rule, with changes redlined.
3. Horizon Scanning: Provides a comprehensive understanding of your business’s regulatory requirements to inform decisions on new products or services.
4. Scenario Planning: Helps identify compliance obligations for any acquisition or expansion effort.
5. Audit Trail: Offers a comprehensive dashboard view of your active obligations.

Use Cases:

• Obligations Inventory: Automatically generates an up-to-date digital register of your firm’s regulatory obligations.
• Rule Compare: Allows side-by-side comparison of the new and former versions of a rule, with changes redlined.
• Horizon Scanning: Provides a comprehensive understanding of your business’s regulatory requirements to inform decisions on new products or services.
• Scenario Planning: Helps identify compliance obligations for any acquisition or expansion effort.
• Audit Trail: Offers a comprehensive dashboard view of your active obligations.

Industries served by Ascent RegTech:

• Financial Services
• Mortgage Lenders
• FinTech
• Professional Services

Ascent's software benefits these industries by precisely identifying regulations applicable to their business, establishing a reliable source of regulatory truth, and removing the need to consider or research non-applicable regulations.